Compliance directive

Ensure proper organisation of the compliance function

The compliance function is an important department for every financial institution. The LegalLAB compliance directive is drawn up to ensure the implementation of a correct compliance function for financial service providers, and in particular for asset managers. The directive regulates the organizational processes and is completed by an annex that lists all the control activities required by the compliance function.

How it works

Sign up for free.

Charge your account (only for paid services).

Download the contract in Word format and fill it in according to your needs.

Contact us if you need support from a lawyer to complete the document.

Back to top